WebOct 21, 2024 · The staff understands that the CFTC’s swap reporting rules do not take into account, when assigning the duty to report a swap transaction, whether a counterparty is guaranteed or the registration status of the guarantor. [6]
CFTC Division of Enforcement Publishes Guidance on Civil …
Webneed to file Form 204 with the CFTC.2 On December 22, 2024, the CFTC’s Division of Market Oversight (“DMO”) released a staff workbook to provide guidance to market … WebCFTC Staff Releases Position Limits Workbook to Provide Clarity to Market ParticipantsWashington, DC (STL.News) The Commodity Futures Trading Commission’s Division of Market Oversight (DMO) Tuesday released a staff workbook to provide guidance to market participants on which exchange-traded futures contracts would be … star wars bad batch ship
www.cftc.gov
WebNov 13, 2024 · The proposed CPO registration exemption would be equivalent to the relief in CFTC Staff Letter 12-37, 9 which permits “family offices” (as that term is defined in regulations promulgated by the Securities and Exchange Commission (SEC)) 10 to operate and manage assets of “family clients” (as that term is defined in SEC regulations) 11 ... WebAug 24, 2012 · Funds of Funds: The CFTC staff has reaffirmed that the Appendix A guidance (which was removed when the CFTC amended the applicable rules) for funds of funds relying on the de minimis exemptions under Rule 4.13(a)(3) (private funds) or Rule 4.5 (registered funds), can still be relied upon until the CFTC adopts revised guidance. In … WebNov 8, 2015 · In the Sept. 28 letter, CFTC staff indicated a willingness to consider FIA’s suggestions in three areas: provide relief from reporting information covered by foreign privacy laws; reduce the amount of data required on trading ac- count controllers; and modify the level of trading volume that triggers OCR reporting. star wars bad batch wedgie story